{"id":3268,"date":"2011-07-06T17:47:32","date_gmt":"2011-07-06T17:47:32","guid":{"rendered":"http:\/\/www.thesocialcmo.com\/blog\/?p=3268"},"modified":"2011-07-06T17:47:32","modified_gmt":"2011-07-06T17:47:32","slug":"10-commandments-of-social-media-for-financial-services","status":"publish","type":"post","link":"https:\/\/www.thesocialcmo.com\/blog\/2011\/07\/10-commandments-of-social-media-for-financial-services\/","title":{"rendered":"10 Commandments of Social Media for Financial Services"},"content":{"rendered":"
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\"\"Financial Services National Regulatory Authority (FINRA), “the largest independent regulator for all securities firms doing business in the United States,” issued Regulatory Notice 10-06<\/em><\/strong><\/a>,<\/em> a set of ten social media guidelines<\/strong><\/a> <\/strong> for financial firms and their registered representatives, in Question and Answer form, recognizing that “Americans are increasingly using social media.”<\/div>\n
More recently, on June 28, 2011, at the IRI Government, Legal and Regulatory Conference, in Washington, D.C.,\u00a0Richard G. Ketchum, Chairman and Chief Executive Officer of FINRA,\u00a0issued a statement<\/strong><\/a> that FINRA’s\u00a0“goal is to provide further guidance on these issues in a Notice to be published later this year.”<\/div>\n
\"\"Importantly, however, in all the statements addressing the forthcoming additional guidelines, FINRA representatives have emphasized that any new guidelines will\u00a0supplement rather than change<\/strong><\/a> the social media guidelines presented in Regulatory Notice 10-06<\/em>.\u00a0 This news, coupled with the the announcement of Morgan Stanley <\/strong><\/a> <\/strong>that its nearly 18,000 financial advisers will be tweeting on Twitter and posting on LinkedIn before the year is out, has awakened a new interest in the use of social media within the Financial Services sector.<\/div>\n
To help financial services firms, broker-dealers and their registered representatives better understand the opportunities and obligations of Regulatory Notice 10-06, <\/em>the 10 Commandments of Social Media for Financial Services Slideshare<\/strong><\/em><\/a> has been prepared to review the guidelines that are\u00a0expressly to remain core principles for social media engagement by the financial services.<\/div>\n
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For more information relating to Social Media for Financial Services, please follow: @FinCMO<\/a><\/strong><\/div>\n
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Glen Gilmore<\/div>\n
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Financial Services National Regulatory Authority (FINRA), “the largest independent regulator for all securities firms doing business in the United States,” issued Regulatory Notice 10-06, a set of ten social media guidelines for financial firms and their registered representatives, in Question and Answer form, recognizing that “Americans are increasingly using social media.” More recently, on June … Read more<\/a><\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[137,85],"tags":[1371,510,1372,973,30],"class_list":["post-3268","post","type-post","status-publish","format-standard","hentry","category-all-posts","category-glengilmore","tag-financial-services","tag-guidelines","tag-obligations","tag-opportunities","tag-social-media"],"_links":{"self":[{"href":"https:\/\/www.thesocialcmo.com\/blog\/wp-json\/wp\/v2\/posts\/3268","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.thesocialcmo.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.thesocialcmo.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.thesocialcmo.com\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/www.thesocialcmo.com\/blog\/wp-json\/wp\/v2\/comments?post=3268"}],"version-history":[{"count":6,"href":"https:\/\/www.thesocialcmo.com\/blog\/wp-json\/wp\/v2\/posts\/3268\/revisions"}],"predecessor-version":[{"id":3274,"href":"https:\/\/www.thesocialcmo.com\/blog\/wp-json\/wp\/v2\/posts\/3268\/revisions\/3274"}],"wp:attachment":[{"href":"https:\/\/www.thesocialcmo.com\/blog\/wp-json\/wp\/v2\/media?parent=3268"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.thesocialcmo.com\/blog\/wp-json\/wp\/v2\/categories?post=3268"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.thesocialcmo.com\/blog\/wp-json\/wp\/v2\/tags?post=3268"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}